Richard T. Chase

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Profile

Mr. Richard T.
Chase is General Counsel at RBC Capital Markets LLC.
Mr. Chase was previously employed as Senior Vice President by Lehman Brothers, Inc., Executive Vice President by Philadelphia Stock Exchange, Inc., a Principal by Securities & Exchange Commission Historical Society, General Counsel by Principal Global Investors LLC, General Counsel by U.S.
Bancorp, and General Counsel by Wessels Arnold & Henderson LLP.
Mr. Chase received his undergraduate degree from Macalester College and a graduate degree from Harvard Law School.

Former positions of Richard T. Chase

Companies	Position	End
Lehman Brothers, Inc. Lehman Brothers, Inc. Investment Banks/BrokersFinance Provides investment banking services	Corporate Officer/Principal	31/12/1997
Philadelphia Stock Exchange, Inc. Philadelphia Stock Exchange, Inc. Investment Banks/BrokersFinance Operates security and commodity exchanges	Corporate Officer/Principal	31/12/1989
Securities & Exchange Commission Historical Society Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums	Corporate Officer/Principal	30/12/1985
RBC Capital Markets LLC RBC Capital Markets LLC Investment Banks/BrokersFinance Provides brokerage services	General Counsel	-
US BANCORP	Corporate Officer/Principal	-

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Training of Richard T. Chase

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Linked companies

Private companies	9
Lehman Brothers, Inc. Lehman Brothers, Inc. Investment Banks/BrokersFinance Provides investment banking services	Finance
U.S. Bancorp U.S. Bancorp Major BanksFinance Operates as a bank holding company whose subsidiary provides national banking services	Finance
Principal Global Investors LLC Principal Global Investors LLC Investment ManagersFinance Principal AM has divided their investment management operations into several unique boutiques. The equities boutiques render advice primarily for equity securities. They utilize internally generated fundamental research that focuses on bottom-up stock selection within a sophisticated comparative framework. The fixed income boutique renders advice primarily for debt securities. Their currency boutiques render advice for active and passive currency. Applying a fundamental-discretionary, macroeconomic theme-based investment approach to portfolio management, the strategies include absolute return as well as base currency hedging strategies.	Finance
Harvard University Harvard University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Wessels, Arnold & Henderson LLP Wessels, Arnold & Henderson LLP Investment Banks/BrokersFinance Provides security brokerage services	Finance
Philadelphia Stock Exchange, Inc. Philadelphia Stock Exchange, Inc. Investment Banks/BrokersFinance Operates security and commodity exchanges	Finance
Macalester College Macalester College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
RBC Capital Markets LLC RBC Capital Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Securities & Exchange Commission Historical Society Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums	Consumer Services