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David Michael Harris
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Profile
Mr. David M.
Harris is a Senior Managing Director at USCA RIA LLC.
He is responsible for over $900 million in assets for high net worth clients.
He has more than three decades of professional experience in managing complex financial strategies emphasizing capital preservation while maximizing long-term appreciation.
Mr. Harris was previously employed as a Financial Advisor by UBS Financial Services, Inc., a Principal by Smith Barney & Co., Inc., and a Principal by Drexel Burnham Lambert, Inc. He honors include Financial Advisor of the Year (Financial Advisor Magazine), Barron's Top 1000, and he has been recognized as one of Houston’s top three wealth managers by the Houston Business Journal.
His articles have been published by the Financial Times of London, Research, Ticker, and Financial Planning magazines.
He has been interviewed by publications ranging from L'Economie to the Houston Chronicle and Sacramento Bee, and has appeared as a financial expert on television and radio.
Mr. Harris attended Swarthmore College and Kalamazoo College and earned his CIMA (Certified Investment Management Analyst) certification from the Wharton School of Business.
Former positions of David Michael Harris
| Companies | Position | End |
|---|---|---|
USCA RIA LLC
 USCA RIA LLC Investment ManagersFinance USCA RIA offers their clients access to a wide range of investment strategies in their advisory accounts, including higher risk or aggressive investment strategies. The firm generally uses a mix of fundamental, technical and quantitative analysis. Investment strategies generally include asset allocation and diversification along with a mix of growth and value strategies. | Portfolio Manager-Equities | 30/06/2021 |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium. | Corporate Officer/Principal | 30/11/2010 |
Smith Barney & Co., Inc.
 Smith Barney & Co., Inc. Investment Banks/BrokersFinance Provides securities brokerage services | Corporate Officer/Principal | 31/12/2003 |
Drexel Burnham Lambert, Inc.
 Drexel Burnham Lambert, Inc. Agricultural Commodities/MillingProcess Industries Manufactures chocolates and sugar candies. | Corporate Officer/Principal | 31/12/1988 |
Training of David Michael Harris
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
96
1st degree connections
6
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium. | Finance |
Drexel Burnham Lambert, Inc.
Drexel Burnham Lambert, Inc. Agricultural Commodities/MillingProcess Industries Manufactures chocolates and sugar candies. | Process Industries |
Kalamazoo College
 Kalamazoo College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Swarthmore College
 Swarthmore College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Smith Barney & Co., Inc.
Smith Barney & Co., Inc. Investment Banks/BrokersFinance Provides securities brokerage services | Finance |
USCA RIA LLC
USCA RIA LLC Investment ManagersFinance USCA RIA offers their clients access to a wide range of investment strategies in their advisory accounts, including higher risk or aggressive investment strategies. The firm generally uses a mix of fundamental, technical and quantitative analysis. Investment strategies generally include asset allocation and diversification along with a mix of growth and value strategies. | Finance |
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