Roger Norberg

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Profile

Mr. Roger W.
Norberg was previously employed as a Director of Research by Thrivent Investment Management, Inc., a Co-Director of Research by Craig-Hallum Capital Group LLC, a Director of Research by Wells Capital Management LLC, a Managing Director by Deephaven Capital Management LLC, a Senior Research Analyst by Chase H&Q, a Senior Research Analyst by JPMorgan Securities, Inc., a Senior Research Analyst by Piper Jaffray & Co. (Broker), a Manager by D&T Partners LLP, and a Portfolio Manager & Research Analyst by Shorewood Capital LLC.
He also served on the board at DayJet Corp.
He received his undergraduate degree from the University of Minnesota and an MBA from The University of Chicago.

Former positions of Roger Norberg

Companies	Position	End
Thrivent Investment Management, Inc. Thrivent Investment Management, Inc. Investment ManagersFinance Thrivent utilizes certain general assumptions relating to the market and interest and other rates including, but not limited to, rates of investment performance, inflation rates and tax rates. The firm invests client assets in a variety of securities, including but not limited to, listed and unlisted stocks, ETF, ETNs, bonds, certain open-end mutual funds (load-waived and no-load), closed-end funds, certain options positions (excluding those that involve the use of margin), commercial paper, certificates of deposit, and municipal securities.	Director of Research - Equity	01/04/2026
Shorewood Capital LLC Shorewood Capital LLC Investment ManagersFinance Provides investment advice	Analyst-Equity	01/04/2020
Craig-Hallum Capital Group LLC Craig-Hallum Capital Group LLC Investment Banks/BrokersFinance Provides brokerage services	Director of Research - Equity	01/09/2017
Allspring Global Investments LLC Allspring Global Investments LLC Investment ManagersFinance Allspring utilizes proprietary investment allocation systems in conjunction with the securities selection services provided by their portfolio managers to create and maintain actively managed investment portfolios intended to meet the requirements of its clients’ investment needs. The firm offers a variety of equity, multi-asset, and fixed income investment strategies. These investment strategies (collectively) may invest in a wide variety of financial instruments. Allspring employs bottom-up company specific analysis to find securities with under-appreciated prospects.	Director of Research - Equity	01/10/2011
Deephaven Capital Management LLC Deephaven Capital Management LLC Investment ManagersFinance Deephaven employs a market neutral investment strategy focused on preserving capital for its investors.	Corporate Officer/Principal	01/03/2009

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Private companies	12
Thrivent Investment Management, Inc. Thrivent Investment Management, Inc. Investment ManagersFinance Thrivent utilizes certain general assumptions relating to the market and interest and other rates including, but not limited to, rates of investment performance, inflation rates and tax rates. The firm invests client assets in a variety of securities, including but not limited to, listed and unlisted stocks, ETF, ETNs, bonds, certain open-end mutual funds (load-waived and no-load), closed-end funds, certain options positions (excluding those that involve the use of margin), commercial paper, certificates of deposit, and municipal securities.	Finance
Allspring Global Investments LLC Allspring Global Investments LLC Investment ManagersFinance Allspring utilizes proprietary investment allocation systems in conjunction with the securities selection services provided by their portfolio managers to create and maintain actively managed investment portfolios intended to meet the requirements of its clients’ investment needs. The firm offers a variety of equity, multi-asset, and fixed income investment strategies. These investment strategies (collectively) may invest in a wide variety of financial instruments. Allspring employs bottom-up company specific analysis to find securities with under-appreciated prospects.	Finance
Deephaven Capital Management LLC Deephaven Capital Management LLC Investment ManagersFinance Deephaven employs a market neutral investment strategy focused on preserving capital for its investors.	Finance
Piper Sandler & Co. (Broker) Piper Sandler & Co. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
JPMorgan Securities LLC JPMorgan Securities LLC Investment Banks/BrokersFinance Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions	Finance
Deloitte & Touche LLP Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, financial advisory and tax consulting services	Commercial Services
Craig-Hallum Capital Group LLC Craig-Hallum Capital Group LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Chase H&Q Chase H&Q Investment Banks/BrokersFinance Provides brokerage services	Finance
The University of Chicago The University of Chicago Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
University of Minnesota University of Minnesota Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
DayJet Corp. DayJet Corp. AirlinesTransportation Provides air transportation services	Transportation
Shorewood Capital LLC Shorewood Capital LLC Investment ManagersFinance Provides investment advice	Finance