Brian Carlson

Compliance Officer at HENNESSY ADVISORS, INC.

Commercial Services

Finance

Consumer Services

Profile

Brian C.
Carlson is currently the Senior Vice President & Head-Distribution at Hennessy Funds, Inc. He is also the Chief Compliance Officer & Senior Vice President at Hennessy Advisors, Inc. and a Member of The State Bar of California.
Previously, he was the Senior Managing Director at NRP Financial, Inc. and NRP Advisors, Inc. from 2007 to 2011.
He was also the EVP-Operations & Legal Affairs at National Retirement Partners, Inc. from 2010 to 2011.
Carlson received his undergraduate degree from the University of Southern California in 1994 and his graduate degree from Pacific Mcgeorge School of Law.

Brian Carlson active positions

Companies	Position	Start
HENNESSY ADVISORS, INC.	Compliance Officer	01/12/2013
The State Bar of California The State Bar of California Miscellaneous Commercial ServicesCommercial Services Operates as a official attorney licensing agency	Corporate Officer/Principal	-
Hennessy Funds, Inc. Hennessy Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Corporate Officer/Principal	-

All active positions of Brian Carlson

Former positions of Brian Carlson

Companies	Position	End
National Retirement Partners, Inc. National Retirement Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides retirement plan and wealth management services	Chief Operating Officer	21/06/2010
NRP Financial, Inc.	Corporate Officer/Principal	01/02/2011
NRP Advisors, Inc. NRP Advisors, Inc. Investment ManagersFinance Provides investment advice	Corporate Officer/Principal	01/02/2011

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Linked companies

Private companies	8
Hennessy Funds, Inc. Hennessy Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Hennessy Advisors, Inc. Hennessy Advisors, Inc. Investment ManagersFinance Provides investment management services	Finance
National Retirement Partners, Inc. National Retirement Partners, Inc. Miscellaneous Commercial ServicesCommercial Services Provides retirement plan and wealth management services	Commercial Services
NRP Financial, Inc.
University of Southern California University of Southern California Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
The State Bar of California The State Bar of California Miscellaneous Commercial ServicesCommercial Services Operates as a official attorney licensing agency	Commercial Services
NRP Advisors, Inc. NRP Advisors, Inc. Investment ManagersFinance Provides investment advice	Finance
Pacific Mcgeorge School of Law Pacific Mcgeorge School of Law Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services